Fundsphere® Compliance is a powerful tool that provides a comprehensive compliance solution for the fund industry. The highly customizable application greatly streamlines the compliance process by integrating anti-money laundering (AML), fraud attempt detection, Know Your Customer (KYC), and Politically Exposed Persons (PEP) screening. It allows effective monitoring in real-time of eligible entities in the business process using normalized and customized lists of rules. Fundsphere® Compliance enables our clients to automate and manage all internal and regulatory compliance rules.
- Mitigate risk of regulatory fines with a robust and streamlined process
- Enable an effective compliance process with global and local AML requirements
- Centralize data from different sources through efficient and secure data flow
- Detect investor, broker or staff fraud attempts in real time through one web-based platform
- Customize rules and reports to meet changes in compliance requirements
- Generate automated alerts which inform when significant compliance issues occur
- Reduce manual processes and provide timely, accurate and transparent information through automated reporting